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  2. Kowloon Island Job seeking
  3. Head of Compliance

Head of Compliance

100000 〜 100000 HKD

  • RGF HR Agent
  • Location: Kowloon Island
  • Japanese level:Uncategorized │Required length of experience:Uncategorized
  • Close
Date:2018/09/13~2019/03/13

Job summary

Job category Administrative (Human Resources / Finance / Legal / Public Relations)/Legal Affairs / Intellectual Property / Credit Management / Compliance
Industry Finance/ Bank
Employment type Uncategorized
Position level Director or Above
Number of openings 1
Desired entry time -
Required language skill
Foreign language competence -
Working hours Others
Welfares / Leave systems

Work details

Company Overview
Our client is a prestigious bank with office in Hong Kong. They are now seeking for a seasoned professional as below:

Job Description
Responsibilities
Acting as a person in charge of Legal & Compliance Team and/or counterparty for answering and managing on enquiries and questions raised by the regulatory bodies / agencies, judicial institutions and Hong Kong Association of Banks.
Supervise and handle legal disputes and matters.
Formulate management and controls related policies and procedures on operational risk, compliance risk, reputation risk, anti-money laundering and fraud risk perspective.
Evaluate risk management tools and reporting mechanisms for designing operational risk model and compliance risks & controls.
Monitor and implement respective policies and procedures designed by business and operational unit / team under the first line of defense.
Report any operational risk losses / events / activities and to supervise rectification plan to take proper remedial actions, addressing the gaps through a newly established processes and procedures.
Provide advisory on operational risks, compliance, anti-money laundering and fraud risk control and mitigation measures for a new product/business initiatives.
Deliver AML/CTF trainings and maintain the Bank’s AML training plan.
Provide advisory to the management and associates on AML and CFT issues with a strong focus on business operation and product development.
Formulate and update AML/CTF policies and procedures in light of the latest regulatory requirements/ market practices and the corporate policies.
Provide advice to frontline and other relevant units on AML related matters.
Review Enhanced Due Diligence (EDD) cases and relevant KYC documents submitted by business.
Ensure AML/CFT related information and publications are properly kept, distributed and duly communicated to relevant associates.

Requirements
Degree holder or above in risk management and compliance is preferred.
10-12 years of compliance and operational risk experience gained from banks or financial institutions.
Strong leadership, analytical, problem solving, interpersonal and managerial skills.
Familiar with rules and regulations related to banking and financial institutions including Banking Ordinance, Code of Banking Practice, HKMA Supervisory Policy Manual, Personal Data (Privacy) Ordinance, and other relevant legal and regulatory requirements.
Solid banking compliance experience with strong sense of banking internal control frameworks.
Familiar with rules and regulations required by the anti-money laundering and counter-terrorism financing in Hong Kong.
Experience in interacting with regulators like HKMA and SFC.
Excellent written and verbal communication skills with fluency in English, Cantonese & Mandarin.

About interview

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Name of person in charge of hiring:

Head of Compliance

RGF HR Agent

100000 〜 100000 HKD

Close

Company overview

RGF HR AgentHead of Compliance RGF HR AgentHead of Compliance

RGF HR Agent

Human Resources / Education / Consulting / Professional Services /Staffing / Recruiting

RGF (Recruit Global Family) is the overseas corporation of Recruit Holdings Co., Ltd., Japan's largest talent comprehensive service and information service group enterprise, has started for more than 50 years, based on excellent business philosophy and management experience. Transcend national borders, we will discover new opportunities and possibilities worldwide.
RGF HR Agent provides solid support for the hiring activities of companies and the job-hunting activities of applicants as a general HR service company.
We provide not only regular recruitment but also RPO (Recruitment Process Outsourcing), contracts and so on. We deliver comprehensive services that could only be offered by RECRUIT=RGF, which is number one in Japan in the field of talent introduction, temporary staffing and recruitment information advertising. Having thoroughly met the needs of leading companies in Japan, we will also provide our consummate, high-quality services overseas. RECRUIT=RGF, which is number one in Japan, will continue taking on the challenge of becoming number one in the world.

JAPAN: RGF HR Agent Japan (CDS)
Address: 東京都渋谷区広尾1-13-7恵比寿イーストビル2F
TEL (+81)3-6422-4400
Website: http://www.rgf-hragent.asia/en/japan

CHINA: RGF HR Agent (Shanghai)
Address: 上海市淮海中路8号 蘭生大厦9F
TEL (+86) 21 5331 8000
Website: http://www.rgf-hragent.asia/china

CHINA: RGF HR Agent (Suzhou)
Address: 蘇州市工業園区蘇州大道西1号 世紀金融大厦1615室
TEL (+86) 512 6262 3595
Website: http://www.rgf-hragent.asia/china

CHINA: RGF HR Agent (Beijing)
Address: 北京市朝陽区東三環中路39号建外SOHO,A座902室
TEL (+86) 10 5869 0121
Website: http://www.rgf-hragent.asia/china

CHINA: RGF HR Agent (Tianjin)
Address: 天津市和平区南京路189号津汇広場一号楼1106单元
TEL (+86) 22 2331 1169
Website: http://www.rgf-hragent.asia/china

CHINA: RGF HR Agent (Dalian)
Address: 大连市高新技术产业园区黄浦路537号(七贤路)泰德大厦811室
TEL (+86) 411 8445 7095
Website: http://www.rgf-hragent.asia/china

CHINA: RGF HR Agent (Guangzhou)
Address: 广州市天河区林和西路161号 中泰国际广场A塔1309室
TEL (+86) 20 8527 4585
Website: http://www.rgf-hragent.asia/china

CHINA: RGF HR Agent (Shenzhen)
Address: 深圳市罗湖区嘉宾路2018号深华商业大厦2507室
TEL (+86) 755 8237 5208
Website: http://www.rgf-hragent.asia/china

HONGKONG: RGF HR Agent Hong Kong Limited
Address: Unit 2206, 22/F, Wu Chung House, 213 Queen’s Road East, Wan Chai, Hong Kong
TEL (+852) 2537 2557
Website: http://www.rgf-hragent.asia/en/hongkong

VIETNAM: RGF HR Agent Vietnam Co., Ltd.
Address: RM903 Central Plaza 17 Le Duan St., Dist 1 Ho Chi Minh City
TEL (+84) 8 3911 5800
Website: http://www.rgf-hragent.asia/en/vietnam

THAILAND: RGF HR Agent Recruitment (Thailand) Co., Ltd.
Address: 689 BHIRAJ TOWER at EmQuartier, 23rd Floor, Room No. 2304-2306 Sukhumvit Road, North Klongton Sub-District, Vadhana District, Bangkok 10110
TEL (+66)2-021-0333
Website: http://www.rgf-hragent.asia/thailand/

SINGAPORE: RGF HR Agent Singapore Pte. Ltd.
Address: 71 Robinson Road #05-04 Singapore 068895
TEL (+65) 6221 7437
Website: http://www.rgf-hr.com.sg/

INDIA: RGF Select India Private Limited
Address: 704-705-706, 7th Floor, Vatika City Point, MGRoad, Gurgaon 122002
TEL (+91)124 4139711
Website: http://www.rgf-hragent.asia/en/india

INDONESIA: PT. RGF Human Resources Agent Indonesia
Address: Jakarta Office: Graha Pratama, P1F (21F), Jl. M.T.Haryono Kav. 15, Jakarta 12810, Indonesia
TEL (+62) 21 8378 2866
Website: http://www.rgf-hragent.asia/en/indonesia

Company profile

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