职务概要
| 职位种类 | 管理行政类（人事/财务/法务/广宣）／法务/知识产权/信用管理/核规 |
|---|---|
| 行业类别 | 金融／ 证券/基金 |
| 职位类型 | 未分类 |
| 岗位级别 | 本部长/部门总经理及以上 |
| 招聘人数 | 1 |
| 希望入职时间 | - |
| 必须语言能力 | |
| 希望具备的语言能力 | - |
| 工作时间 | 其他 |
| 福利待遇和带薪休假 |
详细工作内容
Our client, an asset management company is looking for an experienced compliance professional with strong understanding of SFC regulations to join their elite team.
Responsibilities:
Identify and manage compliance matters related to the SFC licensed asset management business in Hong Kong
Maintain and revise policies and procedures for the general operation of the compliance program in the company
Collaborate with other stakeholders (legal, audit) to direct compliance issues to appropriate existing channels for investigation and resolution.
Monitor, and coordinate compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends.
Requirement
University graduate
At least 5 years of compliance experience in asset management
Good knowledge of Hong Kong SFC licensing rules, codes, guidelines and reporting requirements.
Strong working knowledge of investment funds and structures
Strong interpersonal & communication skills with an appetite to work within an international and multicultural / multilingual group organization.
关于面试
联络人
Compliance Manager
上海艾杰飞人才管理咨询有限公司（RGF）
40000 〜 60000 HKD
