仕事概要
| 職種 | 管理部門系（人事、財務、法務、広報）／法務、知財、与信管理、コンプライアンス |
|---|---|
| 業種 | 金融／ 証券、投資信託 |
| 雇用形態 | 未分類 |
| ポジションレベル | 本部長/経営層レベル |
| 募集人数 | 1名 |
| 希望入社時期 | - |
| 必須語学力 | |
| 活かせる語学 | - |
| 勤務時間 | その他 |
| 福利厚生・休暇 |
仕事詳細
Our client, an asset management company is looking for an experienced compliance professional with strong understanding of SFC regulations to join their elite team.
Responsibilities:
Identify and manage compliance matters related to the SFC licensed asset management business in Hong Kong
Maintain and revise policies and procedures for the general operation of the compliance program in the company
Collaborate with other stakeholders (legal, audit) to direct compliance issues to appropriate existing channels for investigation and resolution.
Monitor, and coordinate compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends.
Requirement
University graduate
At least 5 years of compliance experience in asset management
Good knowledge of Hong Kong SFC licensing rules, codes, guidelines and reporting requirements.
Strong working knowledge of investment funds and structures
Strong interpersonal & communication skills with an appetite to work within an international and multicultural / multilingual group organization.
面接について
連絡先
Compliance Manager
RGFタレントソリューションズ株式会社
40000 〜 60000 HKD
